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Topic: Securities and Exchange Commission

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Mark
Mark posted a tweet
I'm at Securities and Exchange Commission (100 F Street NE, Washington). http://4sq.com/6qGPkC
 
Jim
Jim posted a blog entry
Which Materials ETF is Best for You?
If you chose to supplement your sector-diversified core US equities stock holdings with a diversified materials stocks ETF,...
 
<em>kailidaba</em>
kailidaba posted a blog entry
KB Home Chief Financial Officer/CFO Raymond P. Silcock Exits Company, investigated by the Securities and Exchange Commission
Home-building company KB Home (NYSE:KBH), which is being investigated by the Securities and Exchange Commission, said Thursday...
 
Ceoworld
Ceoworld posted a blog entry
KB Home Chief Financial Officer/CFO Raymond P. Silcock Exits Company, investigated by the Securities and Exchange Commission
Home-building company KB Home (NYSE:KBH), which is being investigated by the Securities and Exchange Commission, said Thursday...
 
Erick
Erick posted a blog entry
Stock Option Backdating
The following is a paper I coauthored in December 2006 for a Seminar in Management Control Systems while completing my Masters...
 
Paul Wilkinson
Paul Wilkinson posted a blog entry
XBRL Data Tagging Standards Advance on Two Fronts
Updated: 8:30 a.m., Tuesday, Dec. 15Government TransparencyUpdates:The House approved S. 303 by voice vote on Monday, Dec....
 
Paul Wilkinson
Paul Wilkinson posted a blog entry
XBRL Data Tagging Standards Advance on Two Fronts
Back on June 17, I blogged about the Government Information Transparency Act. The goal of government information transparency...
 
internetlawyer
internetlawyer posted a blog entry
Speed, Price, or Quality: Which do you value most?
Pre-Paid Legal Services is in hot water again. The Federal Trade Commission (FTC) has apparently sent it a draft complaint that...
 
Meeks
Meeks posted a tweet
PCP stamps its mark: Islamabad —The Securities and Exchange Commission of Pakistan has recently promulgated the.. http://bit.ly/85W4K4
 
dmishesq
dmishesq posted a blog entry
Switzerland's Oldest Bank Rejects the US
The IRS UBS settlement may be good for the government coffers but it may be damaging to the US investment fraternity in the...
 
TROY E
TROY E posted a blog entry
Trading’s Wild West cleans up its act — with caveats
Originally Printed in Financial PostBy: Janet WhitmanAs U.S. lawmakers mull a crackdown on murky trading activities such as...
 
posted a blog entry
Trading’s Wild West cleans up its act — with caveats
Originally Printed in Financial PostBy: Janet WhitmanAs U.S. lawmakers mull a crackdown on murky trading activities such as...
58 days ago Penny Stocks Trading
 
MNDLaw
MNDLaw posted a blog entry
Lending Companies: SEC Certificate of Authority to Operate
Any person who shall engage in the business of a lending company without the SEC Certificate of Authority to Operate shall be...
 
Martin7
Martin7 posted a blog entry
In Transcripts, Madoff Called S.E.C. Exams ‘a Nightmare’
The S.E.C.’s investigation of Bernard L. Madoff includes an interview in which he expressed amazement that regulators failed...
 
posted a blog entry
In Transcripts, Madoff Called S.E.C. Exams ‘a Nightmare’
The S.E.C.’s investigation of Bernard L. Madoff includes an interview in which he expressed amazement that regulators failed...
71 days ago The New York Times
 
posted a blog entry
In Transcripts, Madoff Called S.E.C. Exams ‘a Nightmare’
The S.E.C.’s investigation of Bernard L. Madoff includes an interview in which he expressed amazement that regulators failed...
73 days ago The New York Times
 
posted a blog entry
In Transcripts, Madoff Called S.E.C. Exams ‘a Nightmare’
The S.E.C.’s investigation of Bernard L. Madoff includes an interview in which he expressed amazement that regulators failed...
77 days ago The New York Times
 
Frank
Frank posted a blog entry
Billionaire Hedge Fund Manager Raj Rajaratnam in a Bit of Trouble
It seems like a whole lot of the news these days is about all the common folks struggling with financial difficulties. The...
 
darlingmcdaniel
darlingmcdaniel posted a blog entry
SEC Recruits Goldman Executive
Goldman Sachs Group Inc. executive Adam Storch has been tapped by the Securities and Exchange Commission to serve as its chief...
 
posted a blog entry
SEC Recruits Goldman Executive
Goldman Sachs Group Inc. executive Adam Storch has been tapped by the Securities and Exchange Commission to serve as its chief...
87 days ago bizzia:Careers Column
 
<em>bukanlelakibiasa</em>
bukanlelakibiasa posted a blog entry
Radian Adopts Tax Benefit Preservation Plan Designed to Preserve Use of Net Operating Losses
Radian Group Inc. announced that its Board of Directors has adopted a Tax Benefit Preservation Plan designed to protect...
 
gondReus
gondReus posted a blog entry
Firms Press Derivatives Case With Congress – Uniqs.info
By Charles Abbott and Rachelle Younglai WASHINGTON (Reuters) - Companies that use derivatives to hedge their risk are set to...
 
Xconomy
Xconomy posted a blog entry
Sequenom Meets With FBI, U.S. Attorney’s Office Investigators
Sequenom (NASDAQ: SQNM), the San Diego medical diagnostics company that disclosed earlier this year it had “mishandled...
 
<em>financialsreview</em>
financialsreview posted a blog entry
Why ETF Trading Is Better Than Mutual Funds
Taking it individually ETFs and Mutual Funds have their advantages, with each having their disadvantages as well....
 
R. MAK.
R. MAK. posted a blog entry
What do you know about an Audit?
An audit is a name given to an accounting procedure under which the financial records of a company or individual are closely...
 
Richard Wilson
Richard Wilson posted a blog entry
Hedge Fund Transparency Regulation
Hedge Fund Transparency RegulationSEC Hints at Regulation Increasing Hedge Fund TransparencyU.S. regulators are hesitant to...